Financial Service Providers (Registration) Amendment Regulations (No 2) 2019

4 Schedule 1 amended

In Schedule 1, after clause 7, insert:

7A

If the applicant holds, or intends to hold, a transitional licence issued under clause 71 of Schedule 4 of the Financial Markets Conduct Act 2013, a statement confirming that fact.

7B

If the applicant is, or intends to be, authorised to provide a financial advice service as an authorised body under a transitional licence issued under clause 71 of Schedule 4 of the Financial Markets Conduct Act 2013, a statement confirming that fact.

Martin Bell,
for Clerk of the Executive Council.