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Securities Act (Rights, Options, and Convertible Securities) Exemption Amendment Notice (No 2) 2007 (SR 2007/405)

2007/405

Securities Act (Rights, Options, and Convertible Securities) Exemption Amendment Notice (No 2) 2007

Note

This notice is administered by the Securities Commission.

Pursuant to the Securities Act 1978, the Securities Commission gives the following notice (to which is appended a statement of reasons of the Securities Commission).

Contents

1 Title

2 Commencement

3 Principal notice amended

4 Interpretation

5 Requirements for issuers before exemptions apply

6 Exemption from section 37A(1)(a) of Act for new securities

7 Conditions of exemption in clause 11

8 New clauses 13 and 14 added

13 Conditions of exemption in clause 11 relating to section 37A(1)(b) of Act where election to convert available

14 Conditions of exemption in clause 11 relating to section 37A(1)(b) of Act where no election to convert available

Statement of reasons

Administrative information

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